SEC Form 3 is a document filed by a company insider or major shareholder with the SEC for the purpose of helping to regulate insider trading. 2020 Proxy Statement. "Proxy Statement." Instant filing notifications by email whenever any public company files an SEC document. The annual 10-K report provides a comprehensive summary of a company's financial performance. SEC Edgar Filing Tracker Companies with new SEC filings today. These forms are meant to reveal more information about the securities that company insiders own.. Private Equity IX, L.P. Cleveland Perpetual Income & Reinvestment Fund I, LLC, Consolidated Construction Solutions II LLC, CoFactor Ventures Opportunity Zone Fund One, LLC. 240.13d-2(a)." Google Inc. - IPO: ‘S-1’ on 4/29/04 Registration Statement (General Form) - Seq. Accessed Oct. 8, 2020. To search the SEC database for company filings — including quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials — use the search box below. SEC Form 15 is a filing with the regulatory agency by a company that revokes its registration as a publicly-traded corporation. Investors can review SEC filings by visiting the commission's online database, EDGAR. The SEC defines a corporate insider as "a company's officers and directors, and any beneficial owners of more than ten percent of a class of the company's equity securities registered under Section 12 of the Securities Exchange Act of 1934." The SEC selectively reviews the information it receives to monitor and enhance compliance. Investors study these filings to form a view of a company's performance and activities. Integriant Ventures Insurance Services, Inc. The form provides a view of the company's ongoing financial condition throughout the year. U.S. Securities and Exchange Commission. Finance professionals and investors rely on SEC filings to make informed decisions when evaluating whether to invest in a company. MO Fund I, a … "Form 10-K." Accessed Oct. 8, 2020. Information on the rules for electronic filing can be found in SEDAR Rules and Forms. It provides the following information: Form 144 is required when corporate insiders want to dispose of company stock. Accessed Oct. 8, 2020. Additional information: The company may provide any relevant additional information, for example, recent sales of unregistered securities. SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders. For commercial users, if you are interested in subscribing to the SEDAR Data Distribution Service, please contact the CSA Service Desk at 1-800-219-5381. Form 144 is required when the amount sold during any three-month period exceeds 5,000 shares or $50,000., In 2008, the SEC updated disclosure requirements for foreign companies offering securities in the U.S. market. Legal Information Institute, Cornell Law School. You can learn more about the standards we follow in producing accurate, unbiased content in our. BGA Horizon Fund, LLC - Columbia Spectrum IV Series, CSPIV 2020, as a series of Dyson Capital Series Fund LLC, William Charles Construction Company, LLC. 2018 Annual Report. The offers that appear in this table are from partnerships from which Investopedia receives compensation. Free SEC filing alerts and access to company filings. The proxy statement is presented prior to the shareholder meeting and must be filed with the SEC before soliciting a shareholder vote on the election of directors and approval of other corporate actions., Corporate insiders must file Forms 3, 4 and 5. U.S. Securities and Exchange Commission. U.S. Securities and Exchange Commission. Order SEC filings You can request documents by mail via the form below. 240.13d-101 - Schedule 13D - Information to be included in statements filed pursuant to Sec. "Form 10-Q." Carlyle Credit Opportunities Fund II Note Issuer, L.P. Carlyle Credit Opportunities Fund (Parallel) II, SCSp. The SEC is an independent government agency tasked with protecting investors, maintaining a fair and orderly market, and facilitating capital formation.. The SEC was created through the Securities Exchange Act of 1934, which was signed into law by President Franklin D. Roosevelt. The act was intended to help restore investor confidence following the stock market crash of 1929. Prime Finance Short Duration VII (Feeder), L.P. Consolidated Construction Solutions I LLC, American Civil Constructors West Coast LLC, CO Fund I, a series of Founders First Fund, LP, PA Fund I, a series of Socially Financed, LP, UN Fund I, a series of JMWTX Investments, LP, GSO COF IV Co-Investment Feeder Fund EEA SCSp, DA Fund I, a series of Pre-Script SPV, LP, VAL Fund I, a series of Toy Ventures AL Syndicate, LP, AT Fund I, a series of Psychedelic Medicine SPV, LP, Principium Ventures Sote SPV, a series of Assure Labs 2020, LLC, SDV Seed Fund I, a series of Side Door Ventures, LLC, SMB Retire, a Series of Assure Syndicates Master, LLC, SC SPV, a Series of Assure Labs 2020, LLC, PCO 11, a Series of Patricof Co. Master, LLC, Notation I SPV Oct 2020, a series of Assure Labs 2020, LLC. Accessed Oct. 8, 2020. 2018 Proxy Statement . "What We Do." Search Company Filings. Additional sections: Additional sections may discuss the company's management team and legal proceedings. These include white papers, government data, original reporting, and interviews with industry experts. 2017 Annual Report. 240.13d-1(a) and amendments thereto filed pursuant to Sec. XBRL Voluntary Filing Program Visit the CSA’s XBRL website for information about XBRL and the voluntary program. U.S. Securities and Exchange Commission. Though the Form 10-K contains information that overlaps with the company's annual report, the two documents are not the same. 2017 Proxy Statement. Accessed Oct. 8, 2020. "SEC Votes to Modernize Disclosure Requirements to Help U.S. Investors in Foreign Companies." Here are some of the most common forms that companies are required to submit to the SEC. We also reference original research from other reputable publishers where appropriate. Material Selections. 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